Jian (SFC:BJX378) Xu
徐劍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:BJX378) Xu (徐劍), a licensed former licensee with CE reference BJX378. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-23 | 2021-04-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2019-05-23 | 2021-04-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-05-23 | 2021-04-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2019-05-23 | 2021-04-16 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2019-05-23 | 2021-04-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-14 | 2021-04-16 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2019-05-14 | 2021-04-16 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-14 | 2021-04-16 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-24 | 2019-03-29 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-26 | 2018-04-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-26 | 2018-04-06 |