Ruochong Li
李若冲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruochong Li (李若冲), a licensed Representative with CE reference BRK115. Currently licensed at 2 firm(s): TFI Asset Management Limited, TFI Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-27 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-29 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-29 | present |