Frank Ching Fai Wu
胡晴輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Ching Fai Wu (胡晴輝), a licensed former licensee with CE reference ACS670. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-24 | 2020-09-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-14 | 2020-09-11 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-14 | 2020-09-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-14 | 2018-04-24 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-01 | 2017-09-14 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-01 | 2017-09-14 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-01 | 2017-09-14 |