Shi Cheng
程實
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shi Cheng (程實), a licensed Responsible Officer with CE reference BGC800. Currently licensed at 1 firm(s): ICBC International Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-24 | present |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2016-07-19 | 2024-10-15 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-02 | 2016-07-19 |