Zhonghe Wang

王仲何
CE No. ADI605 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhonghe Wang (王仲何), a licensed former licensee with CE reference ADI605. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2018-01-29 2023-06-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2018-01-29 2023-06-16
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2018-01-29 2023-06-16
ICBC International Capital Limited
工銀國際融資有限公司
RO Type 1 — Dealing in securities 2012-03-13 2016-04-15
ICBC International Securities Limited
工銀國際證券有限公司
RO Type 1 — Dealing in securities 2012-03-13 2016-04-15
ICBC International Capital Limited
工銀國際融資有限公司
RO Type 6 — Advising on corporate finance 2012-03-13 2016-04-15
ICBC International Capital Limited
工銀國際融資有限公司
Rep Type 1 — Dealing in securities 2011-09-20 2012-03-13
ICBC International Capital Limited
工銀國際融資有限公司
Rep Type 6 — Advising on corporate finance 2011-09-20 2012-03-13
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2005-05-19 2005-09-29
Merrill Lynch Far East Limited Rep Type 4 — Advising on securities 2005-05-19 2005-09-29
Merrill Lynch Far East Limited Rep Type 6 — Advising on corporate finance 2005-05-19 2005-09-29
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities present 2005-09-29
Merrill Lynch (Asia Pacific) Limited Rep Type 4 — Advising on securities present 2005-09-29
Merrill Lynch (Asia Pacific) Limited Rep Type 6 — Advising on corporate finance present 2005-09-29
Merrill Lynch (Asia Pacific) Limited Rep Type 7 — Providing automated trading services present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 9 — Asset management present 2005-01-25

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