Dongchen Zhao
趙東晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongchen Zhao (趙東晨), a licensed Responsible Officer with CE reference BHL500. Currently licensed at 1 firm(s): ICBC International Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-01-24 | present |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2019-06-27 | 2024-05-02 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-25 | 2019-06-27 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2018-08-06 | 2019-02-25 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-17 | 2018-08-06 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-10 | 2017-01-25 |