Jiming Zhu
朱繼明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiming Zhu (朱繼明), a licensed Responsible Officer with CE reference AZR141. Currently licensed at 2 firm(s): ICBC International Capital Limited, ICBC International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-07 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-07 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-07 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-05 | 2017-09-07 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-12 | 2017-09-07 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-12 | 2017-09-07 |