Ran An
安冉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ran An (安冉), a licensed Responsible Officer with CE reference AOR599. Currently licensed at 2 firm(s): ICBC International Futures Limited, ICBC International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-02-12 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-06 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-30 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-20 | 2018-11-30 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-20 | 2019-12-06 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-01 | 2017-11-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2014-09-01 | 2017-11-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-04 | 2014-09-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-04 | 2014-09-01 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-07 | 2008-02-23 |