Wocom Securities Limited
宏高證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wocom Securities Limited (宏高證券有限公司), a Hong Kong-based licensed corporation with CE reference AAC230. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 17 (total recorded over time: 75).
Registered address
Room 1002 Wing On Centre, 111 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-09 |
| Type 6 — Advising on corporate finance | present | 2004-11-09 |
| Type 9 — Asset management | present | 2004-11-09 |
Licensed staff (all-time) (75)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christy Cho Kwong Choy 蔡祖光 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2022-06 |
| Marcus Bing Yuet Hung 洪秉鉞 | RO 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Bill Chi Piu Kwok 郭志標 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Kit Man Leung 梁杰文 | RO 1 Rep 1 | 2007-07 | Present |
| Li Hsin Tsai 蔡立新 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2015-11 |
| Trini Chi Suen Tsang 曾熾暄 | RO 1 Rep 1 | 2005-04 | Present |
| Daniel Ting Chung Yim 嚴定忠 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ran An 安冉 | Rep 1 | 2007-05 | 2008-02 |
| Chin Pik Chan 陳千碧 | Rep 1 | 2009-01 | Present |
| Garkeen Chan 陳嘉健 | Rep 1 | 2013-04 | 2021-10 |
| Kwok Ho Chan 陳國豪 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Suk Kuen Chan 陳淑娟 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-03 |
| Tsz Ha Chan | Rep 1 | 2003-10 | Present |
| Tsz Kin Chan 陳子建 | Rep 1 | 2009-02 | 2009-12 |
| Tsz Kin (SFC:AQI130) Chan 陳子健 | Rep 1 | 2008-01 | 2010-03 |
| Ching Chung Cheng 鄭正中 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| King Chi Cheung 張敬之 | Rep 1 | 2016-04 | 2018-03 |
| Yat Chuen Cheung 張一村 | Rep 1 | 2007-07 | Present |
| Hoi Wan Chiu 趙海宏 | Rep 1 | 2006-09 | 2006-09 |
| Chi Keung Chow 周自強 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-12 |
| Judy Yueh Lin Choy 蔡陳聿璉 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-01 |
| Ching Ching Chu 朱正澄 | Rep 1 | 2003-08 | 2022-04 |
| Michael Ying Tak Chu 朱英德 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Shau Cuan Chung 鍾紹關 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-06 |
| Chun Kong Fan 范振江 | Rep 1 | 2009-05 | 2014-02 |
| Chokchai Hemstapat 王作才 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Yu Yam Heung 香汝欽 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Shiu Kay Ho 何兆基 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-01 |
| Lawrence Yam Ting Kot 葛蔭庭 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Siu Hung Kwan 關兆雄 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Chun Sing (SFC:AHU708) Kwok 郭振聲 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Vivian Wing Wai Kwok 郭永蕙 | Rep 4, 6, 9 | Pre-2003 | 2003-09 |
| Tsin Shan Lam 林千山 | Rep 1 | 2007-09 | 2007-10 |
| Yin Lam 林賢 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-11 |
| Antonette Shuk Foon Lau 劉淑歡 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-04 |
| Chi Hung Lau 劉志洪 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Hing Lung Lau 劉慶龍 | Rep 1 | 2007-07 | 2008-02 |
| Ka Chung (SFC:AVL151) Lau 劉家聰 | Rep 1 | 2010-07 | 2011-10 |
| Yu Ho Law 羅與豪 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Wai Shing Lee 李偉誠 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-09 |
| Yat Fai Lee 李逸輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-01 |
| Kwok Shing Li 李國成 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Siu Kam Li 李小琴 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Wai Lie |