Wai Lie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lie ( ), a licensed former licensee with CE reference AJC095. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-18 | 2005-11-11 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-22 | 2005-11-11 |