Bill Chi Piu Kwok
郭志標
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bill Chi Piu Kwok (郭志標), a licensed Responsible Officer with CE reference AAC195. Currently licensed at 4 firm(s): Wocom Foreign Exchange Co. Limited, Wocom Investment Management Limited, Wocom Securities Limited, Wocom Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-08-15 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | 2003-08-15 | present |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-27 |
| Wocom Limited 宏高有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-06-27 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-27 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-27 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | present | 2003-06-27 |
| Wocom Limited 宏高有限公司 |
RO | Type 9 — Asset management | present | 2003-06-27 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 9 — Asset management | present | 2003-06-27 |