Wocom Investment Management Limited

宏高投資管理有限公司
CE No. AAG705 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wocom Investment Management Limited (宏高投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AAG705. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 9).

Registered address

Room 1002 Wing On Centre, 111 Connaught Road Central

Licence history

ActivityFromTo
Type 4 — Advising on securities present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2004-11-24

Licensed staff (all-time) (9)
Active on date

Name Activities First licensed To
Christy Cho Kwong Choy 蔡祖光 RO 4, 9 Rep 4, 9 2003-10 Present
Bill Chi Piu Kwok 郭志標 RO 4, 6, 9 Pre-2003 Present
Kit Man Leung 梁杰文 RO 4, 9 Rep 4, 9 2022-02 Present
Trini Chi Suen Tsang 曾熾暄 RO 4, 9 Rep 9 2006-02 Present
Shuk Ping Chan 陳淑冰 Rep 4 2005-03 2006-06
Vivian Wing Wai Kwok 郭永蕙 Rep 4 2003-09 2013-08
Antonette Shuk Foon Lau 劉淑歡 Rep 4 2003-09 2010-04
Yuet Lun Siu 蕭悅潾 Rep 4 2004-01 2004-08
Garvin Ka Kui Yuen 袁嘉駒 Rep 4 2005-01 2005-03
Showing 1–9 of 9

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related