Christy Cho Kwong Choy
蔡祖光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy Cho Kwong Choy (蔡祖光), a licensed Representative with CE reference AAC197. Currently licensed at 1 firm(s): Wocom Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-16 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-16 | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-16 | 2022-06-20 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-16 | 2022-06-20 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-10-16 | 2022-06-20 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 4 — Advising on securities | 2003-10-06 | 2017-10-16 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | 2003-10-06 | 2017-10-16 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-06-03 | 2017-10-16 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-06-02 | 2003-06-03 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-10-16 |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2017-10-16 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-17 |
| Wocom Limited 宏高有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-04-17 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-04-17 |
| Wocom Limited 宏高有限公司 |
RO | Type 9 — Asset management | present | 2003-04-17 |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 9 — Asset management | present | 2003-04-17 |