Trini Chi Suen Tsang
曾熾暄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Trini Chi Suen Tsang (曾熾暄), a licensed Responsible Officer with CE reference AAC491. Currently licensed at 4 firm(s): Wocom Foreign Exchange Co. Limited, Wocom Investment Management Limited, Wocom Limited, Wocom Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-03-21 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 4 — Advising on securities | 2012-11-16 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
RO | Type 9 — Asset management | 2012-07-30 | present |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-05-05 | present |
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-10 | present |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-11-20 | 2016-03-21 |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-02-02 | 2012-07-30 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-22 | 2008-05-05 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-06 | 2005-05-10 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Grand Onward Securities Limited 金安華證券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |