Vivian Wing Wai Kwok
郭永蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Wing Wai Kwok (郭永蕙), a licensed Responsible Officer with CE reference AGL163. Currently licensed at 1 firm(s): METTA CAPITAL LIMITED. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| METTA CAPITAL LIMITED |
RO | Type 4 — Advising on securities | 2013-12-09 | present |
| Wocom Investment Management Limited 宏高投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-17 | 2013-08-31 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-11 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-11 |