Lawrence Yam Ting Kot
葛蔭庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Yam Ting Kot (葛蔭庭), a licensed Representative with CE reference ACO122. Currently licensed at 2 firm(s): Wocom Securities Limited, Wocom Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |