Daniel Ting Chung Yim
嚴定忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Ting Chung Yim (嚴定忠), a licensed Responsible Officer with CE reference AAC142. Currently licensed at 2 firm(s): Wocom Securities Limited, Wocom Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-30 | present |
| Wocom Limited 宏高有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-12-30 | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-30 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-30 |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2023-06-30 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-02 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-02 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-02 |