Yin Lam
林賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Lam (林賢), a licensed former licensee with CE reference AFQ900. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-06 | 2016-10-19 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-06 | 2016-10-19 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-11-01 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2013-11-01 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |