Siu Hong Wong
王少康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Wong (王少康), a licensed former licensee with CE reference AGL692. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-19 | 2009-09-01 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-19 | 2009-09-01 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-10 |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-11-10 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-22 |