Wai Leung Cheng
鄭偉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung Cheng (鄭偉良), a licensed Responsible Officer with CE reference ABH991. Currently licensed at 1 firm(s): AWL Capital Co. Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AWL Capital Co. Limited 奥樂資本有限公司 |
RO | Type 4 — Advising on securities | 2026-05-12 | present |
| AWL Capital Co. Limited 奥樂資本有限公司 |
RO | Type 9 — Asset management | 2026-05-12 | present |
| Taoli Asset Management Limited 洮利資産管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-27 | 2026-05-10 |
| Taoli Asset Management Limited 洮利資産管理有限公司 |
RO | Type 9 — Asset management | 2024-12-27 | 2026-05-10 |
| N Plus Capital Limited | RO | Type 4 — Advising on securities | 2023-09-01 | 2024-09-30 |
| N Plus Capital Limited | RO | Type 9 — Asset management | 2023-09-01 | 2024-09-30 |
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-20 | 2024-07-12 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-12 | 2022-06-24 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 4 — Advising on securities | 2022-04-12 | 2022-06-24 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-11 | 2022-02-16 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-02-23 | 2022-02-16 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-23 | 2022-02-16 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-03 | 2021-02-23 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-14 | 2021-01-31 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-07 | 2020-02-29 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-07 | 2020-02-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-09 | 2020-02-29 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-06 | 2020-02-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-17 | 2018-06-06 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-12 | 2018-02-02 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-21 | 2017-09-12 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-11 | 2017-06-19 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-11 | 2016-10-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-23 | 2016-04-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-11 | 2015-09-23 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-11 | 2016-04-06 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-15 | 2014-08-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-15 | 2012-06-15 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-16 | 2014-08-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-02 | 2008-10-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-05-27 |