Tien Ian Long
龍田淵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tien Ian Long (龍田淵), a licensed former licensee with CE reference ADV780. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-09-01 | 2024-02-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-11 | 2021-08-20 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-11 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 4 — Advising on securities | 2020-11-11 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-11-11 | 2021-08-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2020-11-11 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2020-11-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-14 | 2020-11-11 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-14 | 2020-11-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-12-29 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-16 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-16 | 2019-01-22 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2016-08-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-11 | 2017-12-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-11 | 2016-08-16 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-23 | 2016-04-23 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-23 | 2016-04-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-26 | 2014-06-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | present | 2004-06-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-06-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 — Asset management | present | 2004-06-02 |