Lingzhu Yu Steiner
遇玲珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingzhu Yu Steiner (遇玲珠), a licensed Responsible Officer with CE reference AZK192. Currently licensed at 2 firm(s): ICBC International Securities Limited, ICBC International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-21 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-21 | present |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-29 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-29 | 2020-01-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-29 | 2020-01-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-13 | 2017-02-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-13 | 2017-02-27 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2012-05-04 | 2014-01-10 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2012-05-04 | 2014-01-10 |