Ham Yeung
楊涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ham Yeung (楊涵), a licensed former licensee with CE reference ANU667. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CG Partners Asset Management Co., Limited 同德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-28 | 2024-01-31 |
| CG Partners Asset Management Co., Limited 同德資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-28 | 2024-01-31 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-27 | 2019-05-22 |
| China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-27 | 2019-05-22 |
| China Hanya Securities Limited 中國瀚亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-31 | 2018-03-23 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-29 | 2017-07-10 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-29 | 2017-07-10 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-08-28 | 2015-09-30 |
| Formax Securities Limited 福億證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-20 | 2015-09-30 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-17 | 2015-01-20 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-09 | 2014-10-10 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-24 | 2014-06-09 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-18 | 2014-10-10 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-01-18 | 2014-10-10 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-17 | 2011-01-04 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-06-17 | 2011-01-04 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-28 | 2010-06-17 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-28 | 2010-06-17 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-19 | 2009-07-21 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-19 | 2009-07-21 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-21 | 2008-03-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-16 | 2008-03-01 |