Jun (SFC:BOD394) Liu
劉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun (SFC:BOD394) Liu (劉君), a licensed Responsible Officer with CE reference BOD394. Currently licensed at 2 firm(s): ICBC International Capital Limited, ICBC International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 4 — Advising on securities | 2022-12-20 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-03 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-03 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-09-03 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-22 | 2019-09-03 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-22 | 2019-09-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-22 | 2022-12-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-22 | 2019-09-03 |