Gary Kai Tai Pun
潘啟泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Kai Tai Pun (潘啟泰), a licensed Responsible Officer with CE reference ABY088. Currently licensed at 1 firm(s): VI Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 31.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-04 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-04 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 9 — Asset management | 2024-07-04 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-05 | 2023-09-04 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-05 | 2023-09-04 |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
RO | Type 9 — Asset management | 2022-09-05 | 2023-09-04 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-02 | 2021-09-07 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-02 | 2021-09-07 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-02 | 2021-09-07 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-02 | 2021-06-23 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-02 | 2021-06-23 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2021-03-02 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2021-03-02 |
| Wang On Asset Management Limited 宏安資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-01 | 2021-03-02 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 — Advising on securities | 2020-01-09 | 2020-07-31 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 — Asset management | 2020-01-09 | 2020-07-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-04 | 2018-05-31 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-11-11 | 2018-05-31 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2010-11-11 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-27 | 2018-05-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2009-04-17 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-04 | 2009-04-17 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2007-08-25 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-01 | 2007-08-25 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2007-02-18 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2007-02-18 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-24 |