Cheuk Yiu Chan
陳焯堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yiu Chan (陳焯堯), a licensed Responsible Officer with CE reference AVI421. Currently licensed at 1 firm(s): Red South Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 — Advising on securities | 2025-12-12 | present |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 — Asset management | 2025-12-12 | present |
| Altive Limited |
RO | Type 4 — Advising on securities | 2025-03-28 | 2025-06-30 |
| Altive Limited |
RO | Type 9 — Asset management | 2025-03-28 | 2025-06-30 |
| Altive Limited |
Rep | Type 4 — Advising on securities | 2025-02-19 | 2025-03-28 |
| Altive Limited |
Rep | Type 9 — Asset management | 2025-02-19 | 2025-03-28 |
| RiverCircle Investments Limited 合河投資有限公司 |
RO | Type 4 — Advising on securities | 2022-08-22 | 2025-02-03 |
| RiverCircle Investments Limited 合河投資有限公司 |
RO | Type 9 — Asset management | 2022-08-22 | 2025-02-03 |
| RiverCircle Investments Limited 合河投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-13 | 2022-08-22 |
| RiverCircle Investments Limited 合河投資有限公司 |
Rep | Type 9 — Asset management | 2022-06-13 | 2022-08-22 |
| Qiaocheng (Asia) Asset Management Company Limited 僑城(亞洲)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-06-29 | 2022-05-16 |
| Qiaocheng (Asia) Asset Management Company Limited 僑城(亞洲)資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-29 | 2022-05-16 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-10 | 2019-07-19 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-10 | 2019-07-19 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-27 | 2017-11-24 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-18 | 2017-11-24 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2016-06-27 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-06 | 2017-11-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-17 | 2015-09-15 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-15 | 2015-09-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-04 | 2015-07-03 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2015-07-03 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-19 | 2013-11-11 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-30 | 2013-08-26 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-30 | 2013-08-26 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2012-08-16 | 2013-01-15 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-16 | 2013-01-15 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-23 | 2012-05-13 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-23 | 2012-05-13 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-18 | 2012-05-13 |