Ka Kit Chan
陳家傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kit Chan (陳家傑), a licensed Responsible Officer with CE reference BAY064. Currently licensed at 1 firm(s): Hong Tai Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-26 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-04 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
RO | Type 9 — Asset management | 2017-08-04 | present |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-24 | 2016-12-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-01 | 2016-12-01 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-01 | 2016-12-01 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-03-01 | 2016-12-01 |