Hong Tai Securities Limited

洪泰證券有限公司

CE No. BJK437 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Tai Securities Limited (洪泰證券有限公司), a Hong Kong-based licensed corporation with CE reference BJK437. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 14). Earliest licence on file: 2017-08-04.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

UNITS 1803-1804, 18/F, INFINITUS PLAZA, 199 DES VOEUX ROAD CENTRAL

Licence history

Activity	From	To
Type 1 — Dealing in securities	2017-08-04	present
Type 4 — Advising on securities	2017-08-04	present
Type 9 — Asset management	2017-08-04	present

Licensed staff (all-time) (14)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ka Kit Chan 陳家傑	RO 1, 4, 9	2017-08	Present
Chih-Ching Chen 陳志清	RO 1, 4, 9	2017-08	2018-05
Li Dai 戴力	RO 1, 4, 9 Rep 1, 4, 9	2024-02	Present
Wei Gao 高薇	RO 1, 4, 9 Rep 9	2018-10	Present
Yanjie Shen 沈燕婕	RO 1, 4, 9	2018-10	Present
Ka Ho (SFC:AUI151) Yau 邱嘉豪	RO 1, 4	2017-08	2020-01
Yee Cheung 張怡	Rep 1	2019-10	2024-02
Kwan Hou Chiang 蔣鈞壕	Rep 1, 4, 9	2022-10	2023-11
Steven Yip Hang Leung 梁業恒	Rep 1, 4	2019-09	2019-11
Mo Li 李沫	Rep 1, 4, 9	2024-03	2025-11
Junhua Ma 馬俊華	Rep 1	2023-11	2025-04
Nan Song 宋楠	Rep 1	2024-03	Present
Kin Yan (SFC:BNU802) Tam 譚建恩	Rep 1, 4, 9	2020-11	2022-07
Wing Hang Wong 黃永恒	Rep 1, 4, 9	2018-09	2020-09