Mo Li
李沫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Li (李沫), a licensed Representative with CE reference BUS507. Currently licensed at 1 firm(s): VERACITY INVESTMENT CO., LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-08 | present |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-04-08 | present |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 9 — Asset management | 2026-04-08 | present |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-19 | 2025-11-01 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-19 | 2025-11-01 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 9 — Asset management | 2024-03-19 | 2025-11-01 |