Kin Yan (SFC:BNU802) Tam
譚建恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yan (SFC:BNU802) Tam (譚建恩), a licensed former licensee with CE reference BNU802. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-04 | 2022-07-10 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 9 — Asset management | 2020-12-04 | 2022-07-10 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-13 | 2022-07-10 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-20 | 2020-11-08 |