Wing Sze (SFC:BIZ710) Chan
陳穎思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze (SFC:BIZ710) Chan (陳穎思), a licensed former licensee with CE reference BIZ710. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-20 | 2023-03-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-07-20 | 2023-03-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-20 | 2023-03-03 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-11 | 2021-05-28 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-11 | 2021-05-28 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-09-11 | 2021-05-28 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-11 | 2021-05-28 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-25 | 2019-08-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-23 | 2019-08-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-23 | 2019-08-15 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-18 | 2018-05-21 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-18 | 2018-05-21 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-18 | 2018-05-21 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-28 | 2018-05-21 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-28 | 2018-05-21 |