Stephen Shu Tin Chang
張樹田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Shu Tin Chang (張樹田), a licensed Responsible Officer with CE reference ALH734. Currently licensed at 4 firm(s): HSBC Broking Securities (Asia) Limited, HSBC Broking Securities (Hong Kong) Limited, HSBC Broking Futures (Asia) Limited, HSBC Broking Forex (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-10 | present |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-20 | present |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-26 | present |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-08-07 | present |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-26 | 2024-05-20 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-08 | 2026-02-10 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-11-16 | 2018-08-07 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-09-27 | 2005-10-17 |