Kirk Ho Man Yip

葉浩文
CE No. AQN832 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kirk Ho Man Yip (葉浩文), a licensed former licensee with CE reference AQN832. Total licence records on file: 23.

Licence history

FirmRoleRegulated activityFromTo
China Industrial Securities International Asset Management Limited
興證國際資產管理有限公司
Rep Type 4 — Advising on securities 2018-11-26 2020-10-23
China Industrial Securities International Asset Management Limited
興證國際資產管理有限公司
Rep Type 9 — Asset management 2018-11-26 2020-10-23
Sensible Asset Management Hong Kong Limited
盛寶資產管理香港有限公司
Rep Type 4 — Advising on securities 2014-07-21 2016-10-12
Sensible Asset Management Hong Kong Limited
盛寶資產管理香港有限公司
Rep Type 9 — Asset management 2014-07-21 2016-10-12
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 1 — Dealing in securities 2014-06-12 2016-10-12
Value Partners Limited
惠理基金管理公司
Rep Type 1 — Dealing in securities 2014-06-12 2016-10-12
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 4 — Advising on securities 2014-06-12 2016-10-12
Value Partners Limited
惠理基金管理公司
Rep Type 4 — Advising on securities 2014-06-12 2016-10-12
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
Rep Type 9 — Asset management 2014-06-12 2016-10-12
Value Partners Limited
惠理基金管理公司
Rep Type 9 — Asset management 2014-06-12 2016-10-12
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 1 — Dealing in securities 2013-10-03 2014-05-14
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 4 — Advising on securities 2013-10-03 2014-05-14
Mirae Asset Capital (China) Limited
未來資產資本(中國)有限公司
Rep Type 4 — Advising on securities 2012-12-17 2013-08-23
Mirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司
Rep Type 1 — Dealing in securities 2011-05-18 2013-08-23
Mirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司
Rep Type 4 — Advising on securities 2011-05-18 2013-08-23
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
Rep Type 1 — Dealing in securities 2010-05-17 2011-05-04
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
Rep Type 4 — Advising on securities 2010-05-17 2010-09-30
Mirae Asset Wealth Management (HK) Limited
未來資產財富管理(香港)有限公司
Rep Type 6 — Advising on corporate finance 2010-05-17 2010-09-30
Friedmann Pacific Asset Management (Hong Kong) Limited
富泰資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2009-11-30 2010-05-04
Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Rep Type 1 — Dealing in securities 2009-08-17 2010-05-04
Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Rep Type 6 — Advising on corporate finance 2009-08-17 2010-05-04
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 6 — Advising on corporate finance 2008-05-03 2009-07-18
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 1 — Dealing in securities 2008-02-25 2009-07-18

Related