Nipun Sharma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nipun Sharma ( ), a licensed former licensee with CE reference AUI442. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2018-06-07 | 2025-07-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-07 | 2025-07-10 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2018-06-07 | 2025-07-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-06-07 | 2025-07-10 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2018-05-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2012-10-29 | 2018-05-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-05 | 2018-05-11 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-20 | 2012-07-31 |