Lok Sang Wong
黃樂生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sang Wong (黃樂生), a licensed Representative with CE reference AFZ880. Currently licensed at 1 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-23 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2020-10-19 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-01-31 | 2020-09-16 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-12 | 2013-01-18 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-28 | 2012-07-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-08-29 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2008-08-29 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2008-08-05 | 2011-01-27 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2008-07-08 | 2011-01-27 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-09 |