Dickson Yee Yin Lam
林貽賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dickson Yee Yin Lam (林貽賢), a licensed Representative with CE reference ACC478. Currently licensed at 1 firm(s): Joy Rich Asset Management Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Asset Management Company Limited 凱富資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-04-27 | present |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2025-08-21 | 2026-04-21 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 9 — Asset management | 2025-08-21 | 2026-04-21 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-03 | 2025-07-15 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-03 | 2025-07-15 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-14 | 2021-02-03 |
| Anlly Asset Management Limited 安立資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-14 | 2021-02-03 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2020-04-22 | 2020-11-30 |
| BG Capital Management (Asia) Limited 柏治資本管理（亞洲）有限公司 |
RO | Type 9 — Asset management | 2020-04-22 | 2020-11-30 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-19 | 2020-03-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2020-03-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-01 | 2020-03-07 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-03-01 | 2020-03-07 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-10-26 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-08-04 | 2017-02-28 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-22 | 2017-02-28 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-30 | 2013-11-08 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 4 — Advising on securities | 2012-11-30 | 2013-11-08 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-21 | 2012-11-30 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-21 | 2012-11-30 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-11-12 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-11-12 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2012-11-12 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2012-11-12 |