TONGYANG Securities Hong Kong Limited
東洋證券香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TONGYANG Securities Hong Kong Limited (東洋證券香港有限公司), a Hong Kong-based licensed corporation with CE reference AUF132. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2010-02-03.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-02-03 | 2014-03-28 |
| Type 4 — Advising on securities | 2010-02-03 | 2014-03-28 |
| Type 6 — Advising on corporate finance | 2011-11-23 | 2012-09-13 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Paul Il-Soon Chang | RO 1, 4 | 2013-02 | 2013-11 |
| Soung Min Choi | RO 1, 4 Rep 1, 4 | 2010-11 | 2012-07 |
| Jwa Yul Chun 全左悅 | RO 1, 4 | 2010-02 | 2011-10 |
| Hobart Lee Epstein | RO 6 | 2011-11 | 2012-07 |
| Ju Young Kim 金周永 | RO 1, 4 Rep 1, 4 | 2011-10 | 2013-03 |
| Sang Hoon Kim 金相勳 | RO 1, 4 Rep 1, 4 | 2012-11 | 2013-11 |
| Dickson Yee Yin Lam 林貽賢 | RO 1, 4 Rep 1, 4 | 2012-11 | 2013-11 |
| Tak Leung Lin 練德良 | RO 1, 4 | 2010-02 | 2011-01 |
| Dong Hyuk Yoon | RO 1, 4, 6 Rep 1, 4 | 2010-02 | 2012-12 |
| Ha Yan Lee 李海岩 | Rep 1, 4 | 2010-02 | 2012-08 |
| Sun Jong Park | Rep 1, 4 | 2010-02 | 2012-02 |
| Eun Jung Sin | Rep 1, 4 | 2011-04 | 2011-10 |
| Seok Mo Yang | Rep 1, 4 | 2011-04 | 2013-11 |
Showing 1–13 of 13