Soung Min Choi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soung Min Choi ( ), a licensed former licensee with CE reference AWE420. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-12 | 2014-07-01 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 4 — Advising on securities | 2012-09-12 | 2014-07-01 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-01 | 2012-07-14 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 4 — Advising on securities | 2010-12-01 | 2012-07-14 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2010-12-01 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2010-12-01 |