Sang Hoon Kim
金相勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Hoon Kim (金相勳), a licensed former licensee with CE reference AOV496. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-04 | 2013-11-08 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
RO | Type 4 — Advising on securities | 2013-03-04 | 2013-11-08 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-26 | 2013-03-04 |
| TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-26 | 2013-03-04 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-24 | 2012-08-24 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2011-08-24 | 2012-08-24 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2011-08-24 |
| Hana Asia Limited 韓亞(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2011-08-24 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-21 | 2011-02-16 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-21 | 2011-02-16 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-04 | 2008-01-14 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-04 | 2008-01-14 |