Patrick Kwok Hung Pong
龐國鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Kwok Hung Pong (龐國鴻), a licensed former licensee with CE reference AEL747. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2017-03-02 | 2020-08-09 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-18 | 2017-03-02 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-13 | 2013-08-01 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-10 | 2012-07-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-09-05 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |