Gregory Byung Kuan Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Byung Kuan Kim, a licensed Responsible Officer with CE reference BBR460. Currently licensed at 1 firm(s): Korea Investment & Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-21 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-03-21 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-18 | 2018-03-21 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-18 | 2018-03-21 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-12 | 2014-07-31 |