Adrian Phillip Lowe
劉世君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Phillip Lowe (劉世君), a licensed former licensee with CE reference AFA333. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-30 | 2021-10-01 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-30 | 2021-10-01 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 9 — Asset management | 2014-07-30 | 2021-10-01 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-23 | 2012-07-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-06-30 |