Chelsea Securities Limited
昭海金融證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chelsea Securities Limited (昭海金融證券有限公司), a Hong Kong-based licensed corporation with CE reference AAI605. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 27).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
18/F, Shanghai Industrial Investment Building, 48-62 Hennessy Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 9 — Asset management | present | present |
Licensed staff (all-time) (27)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jay Hemant Bhatt | RO 1, 4, 9 Rep 1, 4, 9 | 2011-01 | 2012-05 |
| Chung Tin Choi 蔡仲天 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-05 | Present |
| Ran Cui 崔然 | RO 6 Rep 1, 4, 9 | 2021-10 | 2025-02 |
| James Arthur Filmer-Wilson 范偉崇 | RO 1, 4, 6, 9 | Pre-2003 | 2018-06 |
| Raymond Wai Man Ho 何偉文 | RO 1 Rep 1 | 2017-09 | 2024-02 |
| Kwok Cheung Lai 黎國璋 | RO 9 Rep 1, 9 | 2004-07 | 2009-12 |
| Ruichao Liang 梁睿超 | RO 1, 4, 9 | 2021-12 | 2025-02 |
| Peng Lin 林芃 | RO 1, 4, 6, 9 | 2021-12 | Present |
| David Sean Linker | RO 1, 4, 6, 9 Rep 1, 4, 9 | 2008-04 | 2021-10 |
| Lola Priska Linker | RO 1, 4, 6, 9 | Pre-2003 | 2016-08 |
| Sing Lung Ngai 魏星龍 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-10 | 2025-02 |
| Hans Lothar Wesemann | RO 4, 6, 9 Rep 4, 9 | Pre-2003 | 2018-06 |
| Pui Yuk Wong 黃佩玉 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-09 |
| Nan Yang 楊楠 | RO 1, 4, 6 Rep 1, 4, 6 | 2018-04 | 2025-04 |
| Fan (SFC:AXG303) Zhang 張帆 | RO 1, 6 Rep 1, 6 | 2016-06 | 2021-05 |
| Allan Kok Chong Cheang 鄭國重 | Rep 1, 4, 6, 9 | Pre-2003 | 2016-08 |
| Yee Chung Cheang 張而重 | Rep 1, 6 | 2017-02 | 2017-06 |
| Fung Yee Chiu 趙鳳儀 | Rep 1, 4 | 2021-10 | 2024-10 |
| Chuen Luen Fan 樊全聯 | Rep 1 | 2009-07 | 2010-08 |
| Ting Fung Ho 何霆鋒 | Rep 1, 4, 9 | 2016-06 | 2017-03 |
| John Charles Hobbs | Rep 1, 4, 6, 9 | Pre-2003 | 2007-03 |
| Meko Lai Yin Lok 陸麗賢 | Rep 1 | 2005-10 | 2008-12 |
| Adrian Phillip Lowe 劉世君 | Rep 1, 4, 9 | 2014-07 | 2021-10 |
| Hao Mu 牟昊 | Rep 1, 6 | 2016-07 | 2017-10 |
| Yuen Fai Shum 沈遠輝 | Rep 1 | 2017-04 | 2017-08 |
| Remy Kam Fong Siu 蕭錦芳 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-05 |
| Shun Wah So 蘇順華 | Rep 1, 4 | 2013-03 | 2014-06 |
Showing 1–27 of 27
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