Kwok Cheung Lai
黎國璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheung Lai (黎國璋), a licensed Responsible Officer with CE reference AFV352. Currently licensed at 1 firm(s): Tractus Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tractus Asset Management Limited 大觀資產管理有限公司 |
RO | Type 9 — Asset management | 2009-12-31 | present |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 9 — Asset management | 2007-05-16 | 2009-12-31 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 9 — Asset management | 2004-07-12 | 2007-05-16 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-08 | 2009-12-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2004-07-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-07 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-07-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 — Asset management | present | 2003-10-10 |