Hao Mu
牟昊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Mu (牟昊), a licensed former licensee with CE reference AWC280. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-07 | 2017-10-26 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-07 | 2017-10-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-15 | 2016-01-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-10-15 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-15 | 2016-01-22 |