Sing Lung Ngai

魏星龍
CE No. AQY372 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Lung Ngai (魏星龍), a licensed former licensee with CE reference AQY372. Total licence records on file: 35.

Licence history

FirmRoleRegulated activityFromTo
SIIC Capital (Hong Kong) Investment Management Company Limited
上實資本(香港)投资管理有限公司
RO Type 4 — Advising on securities 2025-04-11 2026-04-30
SIIC Capital (Hong Kong) Investment Management Company Limited
上實資本(香港)投资管理有限公司
RO Type 9 — Asset management 2025-04-11 2026-04-30
Chelsea Securities Limited
昭海金融證券有限公司
RO Type 1 — Dealing in securities 2022-12-23 2025-02-28
Chelsea Securities Limited
昭海金融證券有限公司
RO Type 4 — Advising on securities 2022-12-23 2025-02-28
Chelsea Securities Limited
昭海金融證券有限公司
RO Type 9 — Asset management 2022-12-23 2025-02-28
Chelsea Securities Limited
昭海金融證券有限公司
Rep Type 1 — Dealing in securities 2022-10-21 2022-12-23
Chelsea Securities Limited
昭海金融證券有限公司
Rep Type 4 — Advising on securities 2022-10-21 2022-12-23
Chelsea Securities Limited
昭海金融證券有限公司
Rep Type 9 — Asset management 2022-10-21 2022-12-23
Magic Compass Securities Limited
摩石證券有限公司
Rep Type 2 — Dealing in futures contracts 2022-03-18 2022-09-30
Magic Compass Securities Limited
摩石證券有限公司
RO Type 1 — Dealing in securities 2020-10-23 2022-09-30
Magic Compass Securities Limited
摩石證券有限公司
RO Type 4 — Advising on securities 2020-10-23 2022-09-30
Magic Compass Securities Limited
摩石證券有限公司
RO Type 9 — Asset management 2020-10-23 2022-09-30
KuCoin HK Limited RO Type 4 — Advising on securities 2019-04-02 2020-09-30
KuCoin Asset Management Limited RO Type 9 — Asset management 2019-04-02 2020-09-30
KuCoin HK Limited Rep Type 4 — Advising on securities 2019-01-02 2019-04-02
KuCoin HK Limited Rep Type 1 — Dealing in securities 2018-12-27 2020-09-30
KuCoin Commodity Futures Limited Rep Type 2 — Dealing in futures contracts 2018-12-27 2020-09-30
KuCoin Asset Management Limited Rep Type 9 — Asset management 2018-12-27 2019-04-02
Hao Tian International Futures Limited
昊天國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2018-04-04 2018-12-17
Hao Tian Asset Management Limited
昊天資產管理有限公司
Rep Type 9 — Asset management 2018-04-04 2018-12-17
Hao Tian International Securities Limited
昊天國際證券有限公司
Rep Type 1 — Dealing in securities 2018-03-27 2018-12-17
ACU Securities Limited
Rep Type 1 — Dealing in securities 2017-08-11 2018-03-01
ACU Securities Limited
Rep Type 4 — Advising on securities 2017-08-11 2018-03-01
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 — Dealing in securities 2015-02-09 2015-06-10
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 — Dealing in futures contracts 2015-02-09 2015-06-10
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 4 — Advising on securities 2014-12-23 2015-06-10
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 4 — Advising on securities 2014-10-22 2014-11-18
CSC Securities (HK) Limited
群益證券(香港)有限公司
RO Type 4 — Advising on securities 2014-03-05 2014-10-07
CSC Securities (HK) Limited
群益證券(香港)有限公司
Rep Type 4 — Advising on securities 2010-10-26 2014-03-05
Wing Fung Futures Limited
永豐期貨有限公司
Rep Type 2 — Dealing in futures contracts 2010-05-27 2010-10-01
Wing Fung Forex Limited
永豐外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2010-05-27 2010-10-01
Wing Fung Securities Limited
永豐證券有限公司
Rep Type 1 — Dealing in securities 2010-05-18 2010-10-01
Chief Securities Limited
致富證券有限公司
Rep Type 1 — Dealing in securities 2010-04-22 2010-04-22
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities 2008-05-02 2009-10-03
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 — Advising on securities 2008-05-02 2009-10-03

Related