SIIC Capital (Hong Kong) Investment Management Company Limited

上實資本(香港)投资管理有限公司
CE No. ABR571 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SIIC Capital (Hong Kong) Investment Management Company Limited (上實資本(香港)投资管理有限公司), a Hong Kong-based licensed corporation with CE reference ABR571. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 30).

Registered address

48-50 Hennessy Road, Shanghai Industrial Investment Building, Wan Chai

Licence history

ActivityFromTo
Type 4 — Advising on securities present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2003-09-03

Licensed staff (all-time) (30)
Active on date

Name Activities First licensed To
Hon Ming Chan 陳漢明 RO 4, 9 Rep 4, 9 2007-09 2011-01
Edward Yik Shu Cheung 張亦舒 RO 4, 9 Rep 4, 9 2016-07 2018-04
Kwei Yin Chiu 趙桂賢 RO 4, 9 Rep 4, 9 2003-07 2022-11
Wang Chow 周泓 RO 4, 9 Rep 4, 9 2004-12 2025-03
Billy Tse Chung Ho 何子聰 RO 4, 9 Rep 4, 6, 9 Pre-2003 2004-01
Chih Chang Hsu 徐志漳 RO 9 Pre-2003 2003-04
Yi Shui Hwang 黃一修 RO 4, 9 Rep 4, 9 2013-01 2014-06
Ruichao Liang 梁睿超 RO 4, 9 2025-04 Present
Bin (SFC:AFL812) Lin 林彬 RO 4, 9 2003-10 2010-11
Er Mu 穆爾 RO 4 Rep 4, 9 2014-07 2014-08
Sing Lung Ngai 魏星龍 RO 4, 9 2025-04 2026-04
Jianwei Ni 倪建偉 RO 4, 9 2016-07 2020-06
Ching Wang 王京 RO 4, 9 2008-04 2022-03
Bin (SFC:AQJ540) Wu 吳濱 RO 4, 9 2008-07 2021-06
William Choi Sun Wu 吳在燊 RO 4, 9 Pre-2003 2007-07
Tian (SFC:BGW991) Zhao 趙恬 RO 4, 9 2021-01 Present
Ran Cui 崔然 Rep 4, 9 2025-03 Present
Lian Duan 段煉 Rep 4, 9 2020-04 2021-01
Jundong Han 韓駿東 Rep 4, 9 2011-07 2014-06
Chenghu Huang 黄誠虎 Rep 9 2018-11 2020-01
Zhongqi Huang 黄仲頎 Rep 9 2019-12 Present
Yanshu Jia 贾雁舒 Rep 9 2025-12 Present
Ying Sum Lau 劉應心 Rep 4, 9 2021-07 2026-01
Weibin (SFC:BCK471) Liang 梁衛彬 Rep 4, 9 2026-05 Present
Yu Liu 劉宇 Rep 4, 9 2015-07 2016-08
Anson Siu Ngong Ng 吳肇昂 Rep 4, 9 2009-12 2011-01
Tim Tse 謝添 Rep 4, 9 2004-04 2005-01
Jiayue (SFC:BKB891) Wang 王嘉越 Rep 4, 9 2017-07 2018-07
Linkui Wang 王林奎 Rep 4, 9 2014-07 2015-07
Cheong Tat Yip 葉昌達 Rep 4, 9 2005-08 2007-07
Showing 1–30 of 30

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related