William Choi Sun Wu
吳在燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Choi Sun Wu (吳在燊), a licensed former licensee with CE reference AER325. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-11-05 | 2019-02-28 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2010-11-05 | 2019-02-28 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 4 — Advising on securities | 2005-04-27 | 2008-08-15 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 — Asset management | 2005-04-27 | 2008-08-15 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 4 — Advising on securities | present | 2007-07-01 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 9 — Asset management | present | 2007-07-01 |