Lian Duan
段煉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lian Duan (段煉), a licensed former licensee with CE reference BOH861. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-07 | 2021-01-04 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-07 | 2021-01-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-26 | 2020-03-05 |