Yi Shui Hwang
黃一修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Shui Hwang (黃一修), a licensed former licensee with CE reference ADC374. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 4 — Advising on securities | 2013-02-25 | 2014-06-30 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 9 — Asset management | 2013-02-25 | 2014-06-30 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-16 | 2013-02-25 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-16 | 2013-02-25 |
| Yuki Asia Investments Co., Limited 悠起亞洲投資有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-22 | 2012-07-09 |
| Yuki Asia Investments Co., Limited 悠起亞洲投資有限公司 |
RO | Type 4 — Advising on securities | 2011-02-22 | 2012-07-09 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-06 | 2010-10-31 |
| Global International Advisory (H.K.) Limited 環宇投資顧問﹝香港﹞有限公司 |
RO | Type 9 — Asset management | 2009-10-21 | 2010-05-21 |
| Global International Advisory (H.K.) Limited 環宇投資顧問﹝香港﹞有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-02 | 2010-05-21 |
| Global International Advisory (H.K.) Limited 環宇投資顧問﹝香港﹞有限公司 |
RO | Type 4 — Advising on securities | 2008-07-02 | 2010-05-21 |